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LPL Discharges Stockbroker For Altering Customer Account Forms

July 11, 2020 | Posted by : Guiliano Law Group | Forgery | Comments Off

James Michael Adgar of Alameda California a stockbroker formerly associated with LPL Financial LLC has been discharged by the firm on August 28, 2019 supported by allegations that Adgar neglected to abide by the policies of the securities broker dealer as it pertained to the insertion of customer signatures on incomplete documentation to effect transactions. […]

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LPL Discharges Stockbroker For Altering Customer Account Forms

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