Tag Archives: James Kenneth Couture

LPL Stockbroker Barred In Investigation Over Altering Customer Statements

November 04, 2020  |   Posted by :   |   Forgery, Securities Arbitration Claims   |   Comments Off on LPL Stockbroker Barred In Investigation Over Altering Customer Statements

James Kenneth Couture of Worcester Massachusetts a stockbroker formerly registered with LPL Financial has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Couture failed to cooperate with FINRA investigators. Letter of Acceptance Waiver and Consent No. 2020067011901 (Oct. 21, 2020). According to the AWC, […]

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