Tag Archives: James Henry Dresselaers

H. Beck Stockbroker Barred For Failure To Pay Arbitration Award

July 11, 2020  |   Posted by :   |   Boilerroom Sales, Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on H. Beck Stockbroker Barred For Failure To Pay Arbitration Award

James Henry Dresselaers of Bethesda Maryland a stockbroker formerly registered with H. Beck Inc. has been stripped of his securities registration by Financial Industry Regulatory Authority (FINRA) on November 15, 2019 based upon accusations of Dresselaersā€™ failure to pay a fine that FINRA assessed for making unsuitable recommendations of exchange traded funds to customers. FINRA […]

Read More »

H. Beck Sued By Investor For Bad Investment Advice

James Henry Dresselaers of Bethesda Maryland a stockbroker formerly registered with H. Beck Inc. is referenced in a customer initiated investment related arbitration claim where the customer sought $255,000.00 in damages founded on allegations that (1) Dresselaers made omissions to the customer concerning the risks of exchange traded funds and (2) Dresselaers gave the customer […]

Read More »