Tag Archives: James Gregory McKinney

Investors Accuse Cetera Of Unsuitable Investment Recommendations

March 08, 2021  |   Posted by :   |   Alternative Investments, Direct Participation Programs, Investment and Regulatory News   |   Comments Off on Investors Accuse Cetera Of Unsuitable Investment Recommendations

James Gregory McKinney (also known as Greg McKinney) of Tulsa Oklahoma a stockbroker formerly registered with Cetera Advisors LLC is the subject of a customer initiated investment related complaint on November 3, 2020 where the customer sought unspecified damages supported by allegations that they were provided with unsuitable investment recommendations from McKinney during the time […]

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Cetera Stockbroker Barred By FINRA In Selling Away Investigation

James Gregory McKinney (also known as Greg McKinney) of Tulsa Oklahoma a stockbroker formerly registered with Cetera Advisors LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to a Default Decision containing findings that the stockbroker neglected to testify or produce documentation for FINRA personnel while […]

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Cetera Stockbroker Charged By FINRA In Investigation

November 15, 2019  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

James Gregory McKinney (also known as Greg McKinney) a stockbroker formerly employed by Cetera Advisors LLC has been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that he failed to cooperate with a FINRA investigation into accusations of him engaging in trading or other activities in violation of FINRA rules. Department of […]

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