Tag Archives: James Emory Poe

Jim Poe of Jim Poe Sanctioned

May 18, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

James Emory Poe, of Forth Worth, Texas, an operator and joint owner of Jim Poe & Associates, Inc., was subject of sanctions including an undertaking, revocation, and cease and desist imposed by the State of Texas Securities Board pursuant to a Disciplinary Order containing allegations that he, inter alia, charged excessive fund management fees, omitted […]

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