Tag Archives: James Edward Bogart

Morgan Stanley Smith Barney Complaint Alleging Unsuitability

June 08, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

James Edward Bogart, of McLean, Virginia, has been named in a customer initiated investment related written complaint on November 30, 2016, in which the customer requested $25,711.11 in damages based upon allegations that Bogart, between 2015 and 2016, effected transactions in the customer’s managed account that failed to be suitable for the customer. Bogart’s registration […]

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