Tag Archives: James David Goodland

SEC Bars Cambridge Broker For Market Manipulation

January 10, 2018  |   Posted by :   |   Investment and Regulatory News, Stock manipulation   |   0 Comments

James David Goodland, of Plymouth, Indiana, a stockbroker formerly registered with Cambridge Investment Research, as well as president and chief compliance officer of Securus Wealth Management, LLC, has been fined $30,000.00 and barred by the Securities and Exchange Commission (SEC) from working in a compliance or supervisory capacity with any brokerage firm or investment advisory […]

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