James Christopher Hayne of Mansfield Texas a stockbroker formerly registered with Cetera Advisors LLC is referenced in a customer initiated investment related arbitration claim which was resolved for $325,000.00 in damages founded on allegations that Texas Securities Act and California Corporate Securities Law had been violated; contractual obligations to the customer were breached; the customer’s […]
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Tag Archives: James Christopher Hayne
Cetera Advisors Sued By Investors For Fraud
July 22, 2019 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Investment and Regulatory News, Securities Arbitration Claims, Stockbroker Negligence | 0 Comments
Cetera Advisors Named In Securities Fraud Arbitration Claim
February 01, 2017 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Securities Fraud | 0 Comments
James Christopher Hayne, a stockbroker formerly registered with Cetera Advisors LLC, has been named in a customer initiated investment related arbitration claim on December 13, 2016, in which the customer requested $500,000.00 in damages based upon allegations that Hayne Hayne breached his fiduciary duties, effected stock trades on an excessive basis, failed to diversify the […]
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