Tag Archives: James Calder

Raymond James Stockbroker Suspended For Selling Away

February 14, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

James Calder, of Borger, Texas, a stockbroker formerly registered with Raymond James, has been fined $15,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he engaged in outside business activities in violation of his firm’s policies. Letter of Acceptance, Waiver and Consent, […]

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