Tag Archives: James Bernis Lunsford

Mid Atlantic Capital Sued For Misrepresentation

September 14, 2020  |   Posted by :   |   Failure To Supervise, Securities Arbitration Claims, Stockbroker Negligence   |   Comments Off on Mid Atlantic Capital Sued For Misrepresentation

James Bernis Lunsford (also known as Jim Lunsford) a stockbroker formerly employed by Mid Atlantic Capital Corporation is the subject of a customer initiated investment related arbitration claim in which the customer requested $200,000.00 in damages supported by accusations that the customer’s account was negligently supervised at Mid Atlantic Capital Corporation and that misrepresentations and […]

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Mid Atlantic Sued For Private Placement Suitability

March 12, 2018  |   Posted by :   |   Investment and Regulatory News, Private Placement Fraud   |   0 Comments

James Bernis Lunsford of Sonoma California is a stockbroker formerly registered with Mid Atlantic Capital Corporation who has been referenced in a customer initiated investment related arbitration claim where the customer sought five hundred thousand dollars in damages supported by allegations that Lunsford sold the customer an unsuitable private placement investment. Financial Industry Regulatory Authority […]

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