Tag Archives: James Alan Seijas

FINRA Bars Wells Fargo Stockbroker In Investigation

November 12, 2021  |   Posted by :   |   Hedge Funds, Investment and Regulatory News, Ponzi Schemes   |   0 Comments

James Alan Seijas of Short Hills New Jersey a stockbroker formerly registered with Wells Fargo Clearing Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that he failed to cooperate with FINRA when investigated for a lawsuit where he was accused of misrepresenting […]

Read More »