Tag Archives: J.P. Turner & Company

Investors Sue Centaurus For Breach Of Fiduciary Duty

June 08, 2020  |   Posted by :   |   Breach of Fiduciary Duty, Failure To Supervise, Securities Arbitration Claims, Structured Products, Unsuitable Investment Recommendations   |   Comments Off on Investors Sue Centaurus For Breach Of Fiduciary Duty

Cindy Lucille Porto Chiellini (also known as Cindy L. Porto) of Lexington South Carolina a stockbroker currently associated with Centaurus Financial LLC has been referenced in a customer initiated investment related arbitration claim in which the customer requested $100,000.00 in damages supported by allegations that between 2011 and March of 2020: (1) a fiduciary duty […]

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Investors Sue Centaurus For Misrepresentation

March 26, 2020  |   Posted by :   |   Failure To Supervise, Securities Arbitration Claims, Structured Products   |   Comments Off on Investors Sue Centaurus For Misrepresentation

Ricky Alan ManteiĀ of Lexington South Carolina a stockbroker and branch manager of Centaurus Financial Inc. (also known as JP Turner Company) is the subject of a customer initiated investment related arbitration claim in which the customer requested $100,000.00 in damages based upon allegations that (1) a fiduciary duty that was owed to the customer had […]

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New JP Turner Variable Annuity Complaints

July 05, 2017  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

James John Raia, or Ridgewood, New York, a stockbroker formerly registered with J.P. Turner & Company, has been named in a customer initiated investment related written complaint on May 25, 2017, wherein the customer sought $110,000.00 in damages based upon allegations that Raia, from 2013 to 2017, effected real estate security and variable annuity transactions […]

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JP Turner & Company LLC Named In FINRA Customer Securities

Shaun Evan Stein, of New York, New York, a stockbroker formerly registered with J.P. Turner & Company, L.L.C., has been named in a customer initiated investment related arbitration claim on June 30, 2014, in which the customer requested $75,000.00 in damages based upon allegations that Stein breached his contractual duties owed to the customer, engaged […]

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J.P. Turner & Company Fined for Overcharging Customers

J.P. Turner & Company, based in Atlanta, Goeorgia, was censured and fined $140,000 by Financial Industry Regulatory Authority (FINRA) after consenting to findings that the firm had not charged customers prices that were fair and reasonable in the purchase/sale of securities. Letter of Acceptance, Waiver and Consent, No. 20130358778 (Nov. 25, 2015). According to the […]

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