Tag Archives: J.J.B. Hilliard W.L. Lyon

JJB Hilliard WL Lyons In Suitability Arbitration

July 29, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Mark Fallon Kregor, of Louisville, Kentucky, a stockbroker formerly registered with J.J.B. Hilliard, W.L. Lyons, LLC, is the subject of a customer initiated investment related arbitration claim on May 1, 2017, wherein the customer requested $374,141.00 in damages based upon allegations that Kregor effected over-the-counter equity transactions in the customer’s account that were not suitable […]

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