Tag Archives: J.B. Hanauer & Co.

RBC Capital Markets Named in Customer Arbitration Alleging Unsuitability

November 30, 2016  |   Posted by :   |   Bond Fraud, Investment and Regulatory News   |   0 Comments

Paul V. Blum, of West Palm Beach, Florida, a stockbroker registered with RBC Capital Markets, LLC, is subject to a customer initiated investment related arbitration claim from August 18, 2016, in which the customer requested $525,000.00 in damages based upon allegations that Blum made unsuitable recommendations concerning investments of corporate bonds in the energy sector. […]

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