Tag Archives: Irene Padrick Engard

FINRA Bars PFS Stockbroker For In Investigation

June 03, 2020  |   Posted by :   |   Selling Away and Outside Activities   |   Comments Off on FINRA Bars PFS Stockbroker For In Investigation

Irene Padrick Engard (also known as Irene Pa Smith) of Federal Way Washington a stockbroker formerly employed by PFS Investments Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on her consent to findings that she failed to cooperate with FINRA personnel while she was under […]

Read More »