Tag Archives: Investor awareness

FINRA Issues Alert to Educate Investors on Brokerage Account Statements

Last month, the Financial Industry Regulatory Authority (FINRA) issued an investor alert to remind investors that a careful review of their periodic brokerage account statements is an important way for them to stay informed about what brokers are doing with their money. The alert, titledĀ “It Pays to Understand Your Brokerage Account Statements and Trade Confirmations,” […]

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