Tag Archives: Investment Professionals Inc.

Investment Professionals Customer Complaint Alleges Unsuitability

June 19, 2017  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Robert Charles Moriarty, of Harvard, Illinois, a stockbroker formerly registered with Investment Professionals, Inc., has been named in a customer initiated investment related written complaint on April 30, 2017, in which the customer requested $100,000.00 in damages based upon allegations that Moriarty failed to apprise the customer about tax obligations resulting from effecting variable annuity […]

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