Tag Archives: Ignacio Erhart Del Campo

Northeast Securities Stockbroker Sanctioned For Unauthorized Trading

April 18, 2021  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   Comments Off on Northeast Securities Stockbroker Sanctioned For Unauthorized Trading

Ignacio Erhart Del Campo of Boca Raton Florida a stockbroker formerly registered with Northeast Securities Inc. has been fined $7,500.00 and suspended for two months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Erhart Del Campo executed unauthorized trades in the customer’s account resulting in losses. […]

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