Timothy John Melvin (also known as Tim Melvin), of Springboro, Ohio, a stockbroker registered with Horace Mann Investors Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Melvin failed to respond to FINRA’s request for information. FINRA Case No. 2020065766801 (January 11, 2021). FINRA Public Disclosure…
Christopher Michael Connolly, of Houston, Texas, a registered representative formerly associated with Planmember Securities Corporation, has been named in a customer initiated investment related civil action on February 6, 2017, in which the customer requested $250,000.00 in damages based upon allegations that Connolly failed to inform the customer about costs pertaining to the customer’s life…