Herbert Lee Weith IV of Naples Florida a stockbroker formerly registered with Wells Fargo Clearing Services LLC is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer sought $260,000.00 in damages supported by accusations of the stockbroker’s unsuitable recommendations as it pertained to a mutual fund and annuity…

Herbert Lee Weith IV of Annapolis Maryland is a stockbroker currently registered with Wells Fargo Clearing Services, LLC who is the subject of a customer initiated investment related complaint which was resolved on August 4, 2017 for $20,000.00 based upon accusations of negligence relating to the use of the customer’s 401(k) proceeds for the purchase…