Tag Archives: Herbert Lee Weith IV

Investors File Arbitration Claim Against Wells Fargo

February 01, 2021  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Mutual Fund Fraud   |   Comments Off on Investors File Arbitration Claim Against Wells Fargo

Herbert Lee Weith IV of Naples Florida a stockbroker formerly registered with Wells Fargo Clearing Services LLC is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer sought $260,000.00 in damages supported by accusations of the stockbroker’s unsuitable recommendations as it pertained to a mutual fund and annuity […]

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Customer Accuses Wells Fargo Of Negligence

April 18, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Herbert Lee Weith IV of Annapolis Maryland is a stockbroker currently registered with Wells Fargo Clearing Services, LLC who is the subject of a customer initiated investment related complaint which was resolved on August 4, 2017 for $20,000.00 based upon accusations of negligence relating to the use of the customer’s 401(k) proceeds for the purchase […]

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