Tag Archives: Heath Shayne Bowen

FINRA Bars Allegis Stockbroker For Failure To Pay Arbitration Award

Heath Shayne Bowen of Idaho Falls Idaho stockbroker formerly associated with Allegis Investment Services has been suspended by Financial Industry Regulatory Authority (FINRA) from associating with any FINRA member in any capacity supported by allegations that the stockbroker neglected to comply with a customer initiated investment related arbitration award or settlement agreement or otherwise confirm […]

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Regulator Charges Allegis President With Fraud

December 15, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Heath Shayne Bowen of Idaho Falls, Idaho, president of Allegis Investment Services, LLC, has been charged by the Securities Commissioner for the State of Colorado in a Complaint alleging that investors have been defrauded by Bowen, and exposed to misrepresentations while their assets were under Bowen’s management, which led to customers incurring substantial investment losses. […]

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Allegis Investment Advisors Sued For Failure To Supervise

June 19, 2017  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Heath Shayne Bowen, of Idaho Falls, Idaho, a stockbroker currently registered with Allegis Investment Services, LLC, has been named in a customer initiated investment related arbitration claim on June 27, 2016, in which the customer requested $400,000.00 in damages based upon allegations that Bowen did not adequately supervise the customer’s investment portfolio, which resulted in […]

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