Tag Archives: Harold Francis Couglar

FINRA Bars Montage Stockbroker For Unauthorized Trading

Harold Francis Couglar of San Diego California a stockbroker formerly registered with Montage Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he (1) failed to report his discretionary trading of customer accounts held away from Montage Securities and (2) […]

Read More »