Tag Archives: Harbor Financial Services LLC

Harbor Financial Services Discharges Broker For Cause

June 21, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

John William Bach Jr. of Springboro Ohio a stockbroker registered with Harbor Financial Services LLC has been discharged on February 2, 2018 supported by accusations that (1) Bach failed to follow the firm’s policies and instructions concerning the establishment of an investment account and (2) Bach potentially designated himself as the broker of customers’ investment […]

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