Tag Archives: Hank Mark Werner

Legend Securities Stockbroker Barred Defrauding Blind Woman

November 20, 2017  |   Posted by :   |   Boilerroom Sales, Investment and Regulatory News, Securities Fraud   |   0 Comments

Hank Mark Werner, of New York, a stockbroker formerly registered with Legend Securities, Inc., has been permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to an Office of Hearing Officers Extended Hearing Panel Decision containing findings that Werner made unsuitable investment recommendations to a customer and engaged […]

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