Tag Archives: Hank M. Werner

A Legend in His Own Fraud

August 25, 2016  |   Posted by :   |   Churning, Failure To Supervise, Investment and Regulatory News   |   0 Comments

Legend Securities Stockbroker Charged With Fraud. Hank M. Werner, of New York, New York, a stockbroker associated with Liberty Partners Financial Services, LLC, and later Legend Securities, Inc., was charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that Werner engaged in securities fraud, made unsuitable investment recommendations, and engaged in excessive amounts […]

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