Tag Archives: GWG Renewable Secured Debentures

Arete Wealth Management Stockbroker Barred for Fraud

Jonathan Greenfield of Woodland Hills, California, a stockbroker with Arete Wealth Management, LLC, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity per an Order Accepting Offer of Settlement containing findings that Greenfield made fraudulent misrepresentations and omissions of material facts in connection with the sale of secured […]

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