Tag Archives: Gregory Spencer O’Brien

Investors Accuse Aegis Capital Corp Of Margin Fraud

April 18, 2020  |   Posted by :   |   Churning, Excessive Trading, Investment and Regulatory News, Margin Account Fraud, Securities Fraud, Unauthorized Trading   |   Comments Off on Investors Accuse Aegis Capital Corp Of Margin Fraud

Gregory Spencer O’Brien of New York New York a stockbroker formerly employed by Aegis Capital Corp has been identified in a customer initiated investment related complaint on April 12, 2019 where the customer sought $153,300.00 in damages founded on accusations that margin was inappropriately utilized to effect securities transactions for the customer’s Aegis Capital Corp […]

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Investors Sue Aegis Capital For Fraud

Gregory Spencer O’Brien of New York New York a stockstockbroker formerly employed by Aegis Capital Corp. is the subject of a customer initiated investment related arbitration claim in which the customer sought $100,000.00 in damages supported by accusations that between 2011 and 2018: (1) the customer’s account was handled in a negligent manner (2) the […]

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