Tag Archives: Gregory Richard Acosta

Regulator Sanctions Kestra Broker For Customer Loans

July 16, 2018  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Gregory Richard Acosta of Diamond Bar California a stockbroker currently employed by Kestra Investment Services LLC has been sanctioned by the State of California Department of Insurance according to a Stipulation and Consent Order supported by allegations that Acosta entered into unapproved customer loan arrangements and improperly designated himself as the owner and beneficiary of […]

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