Tag Archives: Gregory Ray Powell

Customer Sues LPL Financial For Churning

November 20, 2017  |   Posted by :   |   Churning, Investment and Regulatory News   |   0 Comments

Gregory Ray Powell of Birmingham, Alabama, a stockbroker formerly registered with LPL Financial LLC, is the subject of a customer initiated investment related arbitration claim, where customers have alleged that between 2006 to 2015, their investment accounts were improperly managed, misrepresentations were made relating to investments, fees were excessively charged, and their investment portfolios were churned. […]

Read More »