Gregory Ray Powell of Birmingham, Alabama, a stockbroker formerly registered with LPL Financial LLC, is the subject of a customer initiated investment related arbitration claim, where customers have alleged that between 2006 to 2015, their investment accounts were improperly managed, misrepresentations were made relating to investments, fees were excessively charged, and their investment portfolios were churned. […]
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Tag Archives: Gregory Ray Powell
Customer Sues LPL Financial For Churning
November 20, 2017 | Posted by : Guiliano Law Group | Churning, Investment and Regulatory News | 0 Comments