Tag Archives: Gregory Flemming Jr.

Regulator Suspends Salomon Whitney Stockbroker

August 26, 2017  |   Posted by :   |   Boilerroom Sales   |   0 Comments

Gregory Flemming Jr., of Farmingdale, New York, a stockbroker formerly registered with Salomon Whitney Financial, has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that Flemming failed to demonstrate to FINRA staff that he complied with a customer initiated investment related settlement arrangement or arbitration […]

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