Tag Archives: Gordon Douglas Dihle

Regulator Suspends Spencer Edwards President

August 31, 2017  |   Posted by :   |   Unregistered Securities   |   0 Comments

Gordon Douglas Dihle, of Centennial, Colorado, president and chief compliance officer with Spencer Edwards, Inc., has been fined $25,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any principal capacity according to an Office of Hearing Officers Order Accepting Offer of Settlement containing findings that the firm and Dihle, inter […]

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