Glenn Moffitt Archives

20 11 '15

Former Cambridge Investment Research Broker Barred Obstructing Investigation

Glenn A. Moffitt of Henderson, NV, a former general securities representative with Cambridge Investment Research, Inc., was permanently barred from association with any FINRA-registered firm in all capacities after failing to appear for on-the-record testimony in connection with FINRA’s investigation into allegations that Moffitt converted $370,000 from a customer. FINRA Letter of Acceptance, Waiver, and…

26 08 '15

Cambridge Investment Research Representative Barred for Alleged Conversion

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