Jose Miguel Abadin of Sherman Oaks California a shareholder and equity trader of Glendale Securities Inc. has been charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint alleging that Abadin’s activities caused the firm to effect unlawful securities sales. Department of Enforcement v. Jose Miguel Abadin, Disciplinary Proceeding No. 2016049565901 (Oct….

Glendale Securities, Inc., a brokerage firm headquartered in Sherman Oaks, California, as well as George Alberto Castillo, the firm’s president and primary trader, have been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that the firm and Castillo, among others, engaged in a fraudulent stock trading scheme. Department of Enforcement v. Glendale…