Tag Archives: Glendale Securities Inc.

Glendale Broker Charged With Illegal Sale of Securities

September 12, 2018  |   Posted by :   |   Investment and Regulatory News, Unregistered Securities   |   0 Comments

Jose Miguel Abadin of Sherman Oaks California a shareholder and equity trader of Glendale Securities Inc. has been charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint alleging that Abadin’s activities caused the firm to effect unlawful securities sales. Department of Enforcement v. Jose Miguel Abadin, Disciplinary Proceeding No. 2016049565901 (Oct. […]

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FINRA Charges Glendale Securities With Securities Fraud

November 01, 2017  |   Posted by :   |   Investment and Regulatory News, Securities Fraud   |   0 Comments

Glendale Securities, Inc., a brokerage firm headquartered in Sherman Oaks, California, as well as George Alberto Castillo, the firm’s president and primary trader, have been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that the firm and Castillo, among others, engaged in a fraudulent stock trading scheme. Department of Enforcement v. Glendale […]

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