Tag Archives: Gilbert Anthony Kuta

Capitol Securities Stockbroker Sanctioned For Unauthorized Trading

August 06, 2021  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   Comments Off on Capitol Securities Stockbroker Sanctioned For Unauthorized Trading

Gilbert Anthony Kuta of Timonium Maryland a stockbroker formerly registered with Capitol Securities Management Inc. has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on findings that Kuta executed trades in customer accounts without authorization while he was associated with Capitol Securities Management. Letter […]

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