Tag Archives: Gerarld Fagnant

LPL Financial Stockbroker Barred For Unauthorized Loans

May 06, 2016  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Gerarld Fagnant, of Leominster, Massachusetts, a stockbroker with LPL Financial LLC, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he accepted unauthorized loans from frim customers, and made false statements on his firm’s compliance questionnaires regarding such. Letter of Acceptance, Waiver […]

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