Tag Archives: Gerard Joseph Costello

Investors Sue UBS Financial In Bad Options Overlay Strategy

June 23, 2020  |   Posted by :   |   Defective Option Strategies, Securities Arbitration Claims   |   Comments Off on Investors Sue UBS Financial In Bad Options Overlay Strategy

Gerard Joseph Costello of New York New York a stockbroker currently associated with UBS Financial Services has been referenced in a customer initiated investment related arbitration claim in which the customer requested $350,000.00 in damages supported by allegations that (1) misrepresentations had been made by the stockbroker concerning an options overlay strategy implemented in the […]

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Investors Accuse UBS Financial Services Of Investment Fraud

Gerard Joseph Costello of New York New York a stockbroker currently employed by UBS Financial Services Inc. is referenced in a customer initiated investment related complaint on December 26, 2018 in which the customer sought damages estimated to exceed $5,000.00 founded on allegations that misrepresentations had been made to the customer concerning risks of an […]

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