Tag Archives: Gerald James Ohalloran

Kovack Securities Stockbroker Sanctioned By Regulator

May 08, 2019  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Gerald James O’Halloran of Punta Gorda Florida a stockbroker formerly employed by Kovack Securities Inc. has been fined and ordered to cease and desist from engaging in violations of Florida Statutes according to an Order issued by Florida Office of Financial Regulations containing findings that (1) O’Halloran failed to inform his securities broker dealer about […]

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Kovack Securities Sued by Customer For Misrepresentation

Gerald James Ohalloran, a stockbroker currently registered with Kovack Securities Inc., has been named in a customer initiated investment related arbitration claim on August 2, 2016, in which the customer requested $135,000.00 in damages based upon allegations that Ohalloran breached his fiduciary and contractual duties to the customer, made misrepresentations and omissions concerning investments, and […]

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