Tag Archives: Gary Kenneth Rasmussen

Customer Sues JW Cole Financial For Suitability

September 22, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Gary Kenneth Rasmussen, of Laguna Niguel, California, a stockbroker formerly registered with J.W. Cole Financial, Inc., is the subject of a customer initiated investment related arbitration claim, which settled on July 11, 2017, for $30,000.00 in damages founded on allegations of suitability pertaining to the customer’s equity portfolio. Financial Industry Regulatory Authority (FINRA) Public Disclosure […]

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