Tag Archives: Gary John Basralian

Royal Alliance Stockbroker Barred For Failure To Pay $2.1 Million Arbitration Award

August 28, 2019  |   Posted by :   |   Investment and Regulatory News, Ponzi Schemes   |   0 Comments

Gary John Basralian of Maplewood New Jersey a stockbroker formerly employed by Royal Alliance Associates Inc. has been suspended on April 23, 2019 from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on accusations that Basralian failed to comply with a FINRA Arbitration Award in which he was ordered to […]

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FINRA Bars Royal Alliance Stockbroker For Obstruction

Gary John Basralian of Maplewood New Jersey is a stockbroker formerly registered with Royal Alliance Associates, Inc. who has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he failed to cooperate in a FINRA investigation into allegations of Basralian having committed securities fraud. […]

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