Tag Archives: Gary Dennis Ruiz

FINRA Bars Citigroup Broker For Failure To Cooperate

August 13, 2018  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Gary Dennis Ruiz of Huntington Station New York a stockbroker formerly employed by Citigroup Global Markets Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on allegations that he neglected to respond to FINRA’s information requests. Case No. 2017054030901 (Dec. 11, 2017). FINRA Public Disclosure confirms […]

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