FSC Securities Corp. of Atlanta, Georgia, a FINRA member brokerage firm and investment advisor firm registered with the SEC, is responsible for paying eight investors an award collectively totaling more than $1.2M via a FINRA’s arbitration panel decision after claimants alleged violations of FINRA Conduct Rule 3010, respondent superior/agency by estoppel, and violations of the […]
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Tag Archives: FSC Securities
FSC Securities Corp. To Pay $1.28M to Investors
August 26, 2015 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News, Ponzi Schemes | 0 Comments
FSC Securities Barred for Selling Away
August 26, 2015 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News, Ponzi Schemes, Selling Away and Outside Activities | 0 Comments
FSC Securities is a “franchise” broker-dealer, purports to be America’s largest networks of independent advisors, with more than “1,500 financial advisors” operating from more than 238 geographically dispersed “independent” branch offices “across the United States. FSC Securities is also part of the AIG Advisory Group Barry G. Hartman Until March 2013, Barry G. Hartman was […]
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