Tag Archives: FSC Securities Corporatio

Regulator Fines FSC Securities Corporation

August 17, 2017  |   Posted by :   |   Inverse/Leveraged ETF Funds   |   0 Comments

FSC Securities Corporation, a broker-dealer headquartered in Atlanta, Georgia, has been censured and fined $100,000.00 by Financial Industry Regulatory Authority (FINRA) based upon consenting to findings that the firm failed to supervise sales of leveraged, inverse, or inverse and leveraged exchange traded funds and enabled its staff to make unsuitable investment recommendations of exchange traded […]

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