Tag Archives: Frank Venturelli

Another First Standard Stockbroker Sanctioned For Excessive Trading

June 24, 2020  |   Posted by :   |   Boilerroom Sales, Churning, Excessive Trading   |   Comments Off on Another First Standard Stockbroker Sanctioned For Excessive Trading

Frank Venturelli (also known as Frank Vaughn) of Bay Ridge New York a stockbroker formerly associated with First Standard Financial Company has been suspended for 11 months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by consenting to findings that he facilitated excessive transactions in customer accounts during the […]

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