Tag Archives: Francisco Jose Faraco

Morgan Stanley Stockbroker Caught Falsifying Forms

August 31, 2017  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Francisco Jose Faraco, of New York, New York, a stockbroker formerly registered with Morgan Stanley, was fired from employment on February 1, 2017, based upon allegations of his misconduct relating to customer account documentation that contained unauthorized alterations and signatures. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on September 8, 2016, a customer […]

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