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FINRA Bars Windsor Street Stockbroker

April 10, 2019 | Posted by : Guiliano Law Group | Boilerroom Sales, Churning, FINRA Securities Arbitration, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments

Francine Ann Lanaia (also known as Fran McPherson) a stockbroker formerly employed by Windsor Street Capital LP has been barred from associating with any Financial industry Regulatory Authority (FINRA) member in any capacity based upon accusations that Lanaia failed to provide FINRA with information that had been requested from her. Case No. 2017052475701 (Oct. 29, […]

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FINRA Bars Windsor Street Stockbroker

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