Tag Archives: Fortune Financial Services

Unfortunate Fortune Financial Stockbroker Barred

August 17, 2017  |   Posted by :   |   Variable Annuites   |   0 Comments

Jonathan Freeze, of Canonsburg, Pennsylvania, a stockbroker formerly registered with Fortune Financial Services, Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he obstructed a FINRA investigation into allegations that Freeze made faulty investment recommendations to customers. Letter of Acceptance, Waiver […]

Read More »