Tag Archives: Fortino Rene Rivera

Centaurus Stockbroker Barred For Lying To FINRA

August 11, 2019  |   Posted by :   |   Elder Financial Abuse, Investment and Regulatory News   |   0 Comments

Fortino Rene Rivera of Anaheim California a stockbroker formerly employed by Centaurus Financial Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Rivera lied to FINRA personnel when he had been investigated for having a joint account with an elderly customer […]

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