Tag Archives: Forouzan Pooladi

JP Morgan Stockbroker Barred In FINRA Investigation

August 27, 2020  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on JP Morgan Stockbroker Barred In FINRA Investigation

Forouzan Pooladi (also known as Forouzan Sharma) of Great Neck New York a stockbroker formerly registered with JP Morgan Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Pooladi refused to cooperate with FINRA personnel when she was investigated for engaging in […]

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