Tag Archives: Foreside Fund Services

FINRA Bars Foreside Stockbroker In Promissory Note Scam

December 22, 2020  |   Posted by :   |   Investment and Regulatory News, Private Placement Fraud, Selling Away and Outside Activities   |   Comments Off on FINRA Bars Foreside Stockbroker In Promissory Note Scam

Michael Edward Magill of Portland Maine a stockbroker formerly registered with Foreside Fund Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Magill effected private securities transactions. Letter of Acceptance Waiver and Consent No. 2019064830701 (Dec. 7, 2020). According to the AWC, […]

Read More »