Tag Archives: First Washington Corporation

First Washington Corporation Chief Executive Officer Suspended for Supervisory Failures

David D. Lewis, who held the positions of chairman, chief executive officer, chief compliance officer,  and compliance registered options principal with First Washington Corporation, was suspended from association with all Financial Industry Regulatory Authority (FINRA) members in all capacities for two years and fined $30,000 per an Office of Hearing Officers Settlement containing findings that […]

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